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Pension Arrangements and Membership
Basic Concepts of a Trust
Relationships between the Trustees and Others
Different Forms of Trusteeship
Main Duties of Trustees
Trustees’ Liabilities and Protections
Trustee Meetings
Powers of Delegation and Responsibilities of Trustees
Collection and Investment of Contributions
Keeping of Records
Disclosure of Information
Trustees’ Annual Report and Accounts
Role of the Actuary
Frequency and Main Features of an Actuarial Valuation
Format of an Actuarial Valuation
Winding Up and/or Merging Schemes
Individual and Bulk Transfers
Typical Investment Objectives of Trustees
Different Investment Management Structures
Different Classes of Investment
Investment Performance and Monitoring
Custody of Scheme Assets
Investment Manager Meetings
HMRC Requirements
Regulatory Framework
  Appendices

About us


Welcome to The Guide for Pension Trustees Online, a practical and reliable service for trustees, scheme managers and those responsible for pensions at companies.

GPT Online is the electronic version, with extra features, of the established loose-leaf print publication The Guide for Pension Trustees, published by NTC Publications Ltd, a limited liability company registered in England and Wales under Registration No. 1854583. Registered Office: Farm Road, Henley-on-Thames, Oxfordshire, RG9 1EJ, United Kingdom. Full content of this online version is available only to subscribers of the print version. How to Subscribe

GPT Online provides the essential, impartial and practical pensions knowledge that trustees and managers working in pensions require to perform their role accurately, efficiently and in compliance with the law. It helps trustees and companies deal with day-to-day and practical procedures, run an efficient operation and keep their schemes safe. That means risk of non-compliance will be minimised, making it unlikely that you will suffer the penalties that can and do arise from factors such as ignorance of correct procedures, carelessness or negligence that put many schemes in jeopardy.

GPT Online is a fast fact-finder, training resource and ready-reference working tool. No prior knowledge is assumed. It is designed to provide a solid grounding in essential pensions knowledge that will boost confidence and lessen risk. It fully covers the syllabus for the Pensions Management Institute (PMI) Awards in Pension Trusteeship and the requirement for Trustee Knowledge and Understanding. GPT Online is also a valuable study resource for those studying for the Financial Adviser's Certificate in pensions and the CII Pensions Simplification examination (CF9).


Content of GPT Online

GPT Online covers a wide range of pension subjects – see the contents listing at the left-hand side of your screen. Technical coverage is comprehensive, yet each section is designed to be easy and quick to assimilate. The starting point for GPT Online is the presumption that the majority (if not all) of the subjects it covers will almost certainly be included in any statutory training requirement. The starting point for training is that legislation requires trustees to be conversant with the issues covering all their responsibilities (akin to a new statutory duty relating to care).

New and revised material is constantly added to the site, in order to ensure the information remains current and correct in the light of new developments, changes in the legal requirements, and evolving best practice.


Format

The content of GPT Online is divided into sections that each addresses a major pensions subject. It closely follows the syllabus of the examination for the PMI’s Trustee Certificate of Essential Pensions Knowledge/Awards in Pension Trusteeship, covering all the points in the syllabus and also those in the Pensions Regulator's Indicative Syllabus for Trustee Knowledge and Understanding. There are Appendices that include specimen Trustees’ Minutes, sample Trustee selection procedures, and helpful checklists showing where each point in the PMI's Awards syllabus and the Regulator's Indicative Syllabus is covered in the Guide. The Pensions Act 2004 and the latest Finance Acts, and the requirements and implications of the new pensions regime, are all covered, as are the Codes of Practice issued by the Pensions Regulator along with tips arising.

The day-to-day operational information contained in GPT Online is the sort individual trustees and managers need to know in the wider context to keep their schemes safe from harm. Because GPT Online contains ‘tried and tested’ material already appreciated by many trustees and pension managers at the largest corporations ranging through to smaller operations, you can rely upon it as an invaluable learning resource and reference tool.

To help with practical issues, the main content sections end with points for action that may need to be taken – Some Do's and Don’ts. Also included are practical suggestions on a variety of subjects including: the duties of the pension scheme secretary, administrator and company personnel; a business plan for trustees' annual meetings; specimen minutes from mock trustee meetings, material covering the selection of trustees, and checklists to ensure compliance. Throughout, you will find extracts taken from the Pensions Ombudsman’s rulings, guidance notes issued by HMRC and other statutory bodies, reports and papers issued by the major professional bodies and case studies taken from the Pension Ombudsman’s guidance. Further practical material is constantly being added as the GPT Online service develops in response to user requirements.


GPT Online is both a fast fact-finder and an essential reference library

First, find the subject you are looking for by clicking the relevant section in the Contents listing displayed permanently on the left-hand side of your screen. Or, use the Search function. Topic coverage has been designed to contain the shortest of paragraphs, and single-sentence facts are deliberately provided. You can expect to find the essential information you need on a single subject very rapidly by using the Contents or Search facilities. GPT Online is easy to navigate and links take you instantly to useful references throughout the site and also to authoritative external sources of information.

The numbered paragraphs in each section supply the main information. Notes that supplement or qualify the detail appear in blue text under the paragraph to which they refer. You will find further information in the User Guide.


Who will benefit most from GPT Online?

Pension managers If you are looking for a single, reliable source of user-friendly material for your own reference and for your trustees, GPT Online and its companion loose-leaf publication provide the solution. The service is kept up-to-date throughout the year. It provides sound guidance on practical matters, and saves you the task of searching for current training and reading material for trustees.

Individual trustees Whether you are member-nominated or company-appointed, GPT Online is an easy-to-understand, reliable learning and reference source that takes you straight to the information you require to do your job. It will help you ensure correct procedures and compliance in order to safeguard yourself and your scheme.

If you have responsibility for pensions at your company, GPT Online provides a straightforward, factual guide to help you understand and manage your pension responsibilities. Should you also have a union role to play in your company, your members will also expect you to have a basic understanding of pension matters.

If you are an employer, GPT Online will provide you with, for example, rapid briefing on scheme-specific funding requirements, reporting pension costs in company accounts, Stakeholder Pensions, selection of trustees, role of the employer and powers under the rules.

Finally, if you are sitting pension examinations, GPT Online will be invaluable to you as an essential fact-finder, reference source and revision aid.

For all subscribers, the clear, practical advice contained in GPT Online is specially designed to help you achieve your objectives and make the burden of responsibility in the complex world of pensions easier to manage.


Sources

The sources of information for confirming the accuracy of GPT Online’s content are wide, and include material issued to students, associates and fellows of the PMI, plus topical papers issued to PMI Trustee User Groups.

The HM Revenue & Customs (HMRC) Practice Notes and Updates are used to confirm certain technical information.

Rulings of the Pensions Ombudsman continue to be featured in the site. Also used in the site’s content are (1) guidance notes issued by HMRC and other statutory bodies, in particular the Pensions Regulator; (2) the Pensions Ombudsman's data bank of past decisions published in the Ombudsman's document How to avoid the Pensions Ombudsman, (3) reports and papers issued by the Accounting Standards Board, the Institute of Actuaries, the Association of Pension Lawyers, (4) certain detail on the contents of the trustees' annual report and accounts has been taken from Financial Reports of Pension Schemes: A statement of Recommended Practice (revised May 2007), issued by Pensions Research Accountants Group (PRAG) and (5) documents issued by many other such professional bodies.

The widest possible reference material is utilised to confirm the appropriateness of GPT Online’s contents. Fundamental to the spirit of GPT Online is without doubt users’ comments, which help its content and relevance to be constantly improved.


Who is responsible for GPT Online?

GPT Online is a product of NTC Publications Ltd, based in Henley-on-Thames, Oxfordshire. Contact Us

For details of other NTC products in related areas, click here

The Chief Editor is Paul A. Larner FPMI, Managing Director of Aldergate Trustee Services Ltd pal.comberford@virgin.net

Paul acts as pension scheme secretary to four occupational pension schemes and is also a fund signatory. He has considerable experience as an independent trustee and is an end-user of pension scheme documentation and has a wealth of practical trusteeship experience. He was formerly GKN Plc Pension Scheme Secretary, and is Secretary to the Smith & Nephew UK Pension Fund. He has worked in the pensions field for 27 years and is a Fellow of the Pensions Management Institute. Paul is also the holder of the Personal Pensions Executive Certificate (PPEC), the Trustee Certificate of Essential Pensions Knowledge, the Retirement Provision Certificate (RPC), the Financial Advisers Certificate in Pensions Knowledge, and has attained CF9 (tax simplification) accreditation.

You can be confident that GPT Online provides expert, informed and impartial advice.


How to Subscribe

GPT Online offers you authoritative and dependable coverage of the latest developments in pensions, new legislation, regulations and procedures, together with practical guidance on doing the job – the essential information you need to run your scheme efficiently, safely, according to best practice and ensuring legal compliance.

For details of how to subscribe to GPT Online and the accompanying printed loose-leaf publication, click here


The Future

GPT Online continues to develop in response to users’ requirements and the constantly changing world of pensions. Users’ comments are welcomed. Please let us have your own – tell us via Your Comments. They will help us to continue to develop GPT Online and ensure it fully meets your practical needs.

Thank you for visiting GPT Online. We hope your visit has been informative and we look forward to welcoming you back.

New to GPT Online ?

The Guide for Pension Trustees is a complete solutions package, proven and used by the leading companies, pension funds and consultancies, specially designed to keep trustees and managers fully up to date with new developments, legal requirements and best practice. More

 

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